Ethical and compliant businesses with a well-controlled environment can better mitigate the risk of legal or regulatory sanctions and ensuing material financial and reputational loss.
Regulatory & Compliance
Phone: +971 (0) 4 294 9203
Schedule a Consultation
REGULATORY AND COMPLIANCE SERVICES
Regulatory requirements for compliance assurance, policies, AML framework and talent have increased the need for maintaining an adequate compliance infrastructure for most organizations.
AT RE/THINK WE OFFER TAILORED REGULATORY EXPERTISE AND FOCUS IN GUIDING CLIENTS IN REDUCING THE RISK OF NON-COMPLIANCE.
We provide a wide range of compliance services and regulatory advice. While we focus on compliance consultancy services in Dubai and Abu Dhabi including advisory, training and process improvement, we don’t just tell you what to do, we give you practical ways to make things work for your business.
We offer bespoke modeling designed specifically to guide clients in reducing the risk of non-compliance.
OUR APPROACH
- Demonstrates a degree of independence from the business, required by regulators;
- Places significant importance on ensuring that our clients fully understand their options;
- Utilizes progressive professional relationships with the financial services regulators in the GCC, UAE and Cayman Islands necessary in providing end-to-end assistance in preparing your regulatory business plan;
- Ensure business control environment is clearly explained throughout the application process and builds confidence in balancing clients’ and regulatory expectations
Please make an enquiry to find out more and speak to a senior member of our team.
WINNERS OF THE WEALTH BRIEFINGS AWARDS 2020 & 2021
Re/think were the winners of the Wealth Briefings Awards 2020 & 2021 for compliance for the GCC region, which demonstrates the skills and expertise we have inhouse for such a service.
Our team has a combined level of experience exceeding 25 years in the financial services sector along with legal and management consulting across Middle East, Europe, Africa, London, India and Cayman Islands.
01
Regulatory & Compliance Authorization Services
The authorization process is how a regulator assesses whether the firm is ready to be an authorized entity. Hence, preparing an application…
02
Fintech Authorizations Support & Innovative Business Planning
We are able to draft strategies and develop appropriate regulatory business plans “fit for purpose” for the submission of applications…
03
Operating Crypto Assets Business (OCAB) – Financial Services Permission Support & Compliance Advisory
Constant advances in new technologies have provided opportunities for significant change & disruption…
03
Internal Audit
Tied into our risk management, is the ability to perform internal audits which is effectively a risk assessment to identify and prioritize key risks to best allocate internal resources…
05
Development of AML & Compliance Manual, Policies & Procedures
We design custom made compliance and AML manuals that meet the business and regulatory demands that your firm faces to…
06
Compliance Program & Control Testing Assurance
We can also ensure that your key performance indicators are matched by key risk indicators which address compliance needs and focus management on compliance risk…
07
Health Checks
There are moments in the authorized firm’s life where it is important to take stock and understand whether its compliance function and culture are aligned with regulatory requirements and/or best practices…
08
Regulatory Governance Review
Governance arrangements are highly impacted by regulatory demands. Having appropriate governance arrangements is becoming more and more important with the growing trend towards principle-based regulation…
09
Training
Having a good compliance training program ensures employees are trained to understand the expectations, standards and obligations toward internal and external stakeholders…
10
Regulatory Change Management
We can also ensure that your key performance indicators are matched by key risk indicators which address compliance needs and focus management on compliance risk…
11
Compliance Human Capital (Outsources Office Functionaries)
Compliance and regulatory risk professionals are in significant demand. Determining the compliance human capital needs for our clients is an exercise that requires a deep understanding of the regulatory environment as well as of the…
12
Ongoing Compliance Advisor
For your ongoing compliance needs we offer competitive retainer-based solutions that deliver hands on advice, guidance and real time training. For more information please contact us…
13
Exchange of Information (FATCA & CRS)
We actively advise and shape the implementation of CRS and FATCA. We participate in various working groups, meaning we are at the cutting edge of tax and regulatory developments and can offer you real time updates…
14
Risk Management
Our approach will enable your company to readily identify operational risks arising from new regulations or rules, other external events and process, systems…
